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WANG Mingkai

王明愷
CE BJN945Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Mingkai (CE number BJN945) is an individual licensed by the Hong Kong SFC. First licensed on 2017-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
Responsible OfficerBOCOM International Securities Limited
交銀國際證券有限公司

Licence Record (8)

2026-04-22 – present Current
BOCOM International Securities Limited RO
RA 1 RA 4
2026-04-22 – present Current
BOCOM International (Asia) Limited RO
RA 6
2026-01-07 – 2026-04-22
BOCOM International (Asia) Limited Rep
RA 6
2025-12-19 – 2026-04-22
BOCOM International Securities Limited Rep
RA 1 RA 4
2025-10-09 – 2025-11-18
Shanggu Asset Management (Asia) Limited Rep
RA 1 RA 4
2018-02-26 – 2025-04-28
Cinda International Capital Limited RO
RA 1 RA 6
2017-09-01 – 2018-02-26
Cinda International Capital Limited Rep
RA 1 RA 6
2017-05-18 – 2017-10-26
Cinda International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJN945