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SHI Dai

時代
CE BEQ696Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHI Dai (CE number BEQ696) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCOM International (Asia) Limited
交銀國際(亞洲)有限公司

Licence Record (7)

2026-05-13 – present Current
BOCOM International (Asia) Limited RO
RA 1 RA 6
2021-12-29 – 2025-10-17
China International Capital Corporation Hong Kong Securities Limited RO
RA 6
2021-11-19 – 2025-10-17
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 6
2020-03-03 – 2021-10-26
Mont Avenir Capital Limited RO
RA 1 RA 6
2019-08-06 – 2021-03-09
Mont Avenir Capital Limited Rep
RA 1 RA 6
2015-02-12 – 2019-05-02
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2014-12-11 – 2015-01-17
BOCI Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEQ696