BOCI Asia Limited is a Hong Kong SFC licensed corporation (CE number AET863). First licensed on 2005-02-14. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-02-14 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-02-14 |
| CE No. | Name | Chinese |
|---|---|---|
| ABU345 | KUNG Chun Hung, Ronnie | 龔臻虹 |
| ACJ532 | WONG Sze Yuen, Ivan | 王士元 |
| AGW422 | CHEUNG Kwok Lung, James | 張國龍 |
| AMO971 | LIU Taisheng | 柳太勝 |
| AOA854 | CHAN Ka Hung | 陳嘉鴻 |
| APH300 | CHEUNG Kat Cheung | 張吉祥 |
| AUT130 | SUN Kam Ming | 辛鑑明 |
| AVN286 | NG Warren Brian Ka Hei | 吳嘉羲 |
| AYC752 | XIE Zhengkun | 謝正琨 |
| AYR057 | ZHANG Kun | 張鯤 |
| AYR781 | WU Ziwei | 吳子維 |
| BCP184 | LUI Kin Chung | 呂健忠 |
| BCV493 | CHEN Anyuan | 陳安源 |
| BDY994 | YANG Fan | 楊凡 |
| BFY250 | NGAI Ho Wai, Christopher | 魏浩瑋 |
| BMZ658 | MA Xin | 马鑫 |
| BVD901 | LIU Lin | 劉林 |
| BVI014 | LI Zhe | 李哲 |
| CE No. | Name | Chinese |
|---|---|---|
| AME366 | KWOK Hoi Chuen, Justin | 郭凱銓 |
| APC111 | YAO Xuting | 姚旭婷 |
| APF828 | LU Yang | 陸揚 |
| APZ373 | CHI Chen | 池晨 |
| AQA658 | WONG Chun Nae, Janny | 王珍妮 |
| AUM378 | POON Tsz Yuen | 潘子遠 |
| AUT130 | SUN Kam Ming | 辛鑑明 |
| AXY861 | LEI Wai | 李偉 |
| AYC752 | XIE Zhengkun | 謝正琨 |
| AYD408 | CUI Jieli | 崔洁俐 |
| AYJ694 | FU Zuo Qiu | 傅作秋 |
| AYJ955 | XU Xinwei | 徐昕瑋 |
| BCP184 | LUI Kin Chung | 呂健忠 |
| BFE156 | XU Yue | 徐悅 |
| BFY250 | NGAI Ho Wai, Christopher | 魏浩瑋 |
| BGM839 | TANG Yun | 唐芸 |
| BHJ998 | WU Xinyi | 吳心怡 |
| BHX659 | HU Yue | 胡越 |
| BIG235 | RAY Hung Ching | 黎孔程 |
| BIJ966 | JIN Weiwei | 金煒瑋 |
| BMX580 | GAO Rui | 高瑞 |
| BMZ658 | MA Xin | 马鑫 |
| BND652 | WU Ho Shing | 胡浩成 |
| BNG235 | HUANG Rong | 黃榮 |
| BNP778 | ZHAO Dong | 趙棟 |
| BOE811 | JIANG Hao | 江浩 |
| BOK250 | CAI Zhiwei | 蔡之偉 |
| BPO892 | YAO Yang | 姚煬 |
| BPY524 | YANG Ming, David | 楊銘 |
| BQS942 | GUO Ziyu | 郭子育 |
| BQV876 | XIAO GANG | 肖罡 |
| BRH391 | WANG Di | 王迪 |
| BRO449 | CHEN Nan | 陳南 |
| BSX129 | LI Zexin | 李澤鑫 |
| BTA140 | HU Yifan | 胡伊凡 |
| BTD905 | ZHONG Yu | 鍾宇 |
| BTK123 | ZHAO Cunxu | 趙存緒 |
| BTK160 | LI Yunpeng | 李云鹏 |
| BTM457 | JING Sheng | 景聖 |
| BTR239 | HUANG Xiaoshan | 黃小山 |
| BUD233 | CHEN Ruojun | 陳若君 |
| BUY532 | XUE Yajing | 薛雅婧 |
| BVH254 | LAM William | 林聖竣 |
| BVX373 | ZHANG Ruishu | 張瑞書 |
| BWO433 | GUO Zhiwei | 郭志伟 |
| BWP677 | ZHANG Shuangzhi | 张双智 |
| BWW463 | YAO Junjie | 堯俊杰 |
| BWW815 | SHA Haicha | 沙海槎 |
| BWY640 | XIONG Jiangze | 熊江澤 |
| BWY768 | FU Tsun Wai | 符雋偉 |
| BXA066 | LIU Yuchen | 刘禹辰 |
| BXA156 | XIAO Jingyi | 肖婧怡 |
| BXA216 | SHAM Wy Tsun | 岑淮晙 |
| BXU263 | QIAN Cheng | 钱程 |
| BXZ868 | HUANG Sichao | 黄思超 |