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LI Zhe

李哲
CE BVI014Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Zhe (CE number BVI014) is an individual licensed by the Hong Kong SFC. First licensed on 2024-08-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI Asia Limited
中銀國際亞洲有限公司
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司

Licence Record (4)

2025-03-05 – present Current
BOCI Asia Limited RO
RA 1 RA 6
2025-03-05 – present Current
BOCI Securities Limited RO
RA 1 RA 4
2024-08-14 – 2025-03-05
BOCI Asia Limited Rep
RA 1 RA 6
2024-08-14 – 2025-03-05
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVI014