BOCI Securities Limited
中銀國際證券有限公司
CE AAC298Licensed Corporation
BOCI Securities Limited is a Hong Kong SFC licensed corporation (CE number AAC298). First licensed on 2004-01-12. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-01-12 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2005-10-06 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-03-01 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2005-10-06 |
HKEX Participantships (8)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (33)
Representatives (294)
| CE No. | Name | Chinese |
|---|
| AAA284 | LIU Nam Yuk, Oliver | 廖南育 |
| AAA393 | CHEUNG Kam Fai | 張錦輝 |
| AAA992 | TANG Chi Wai | 鄧志偉 |
| AAM383 | LIU Yuen Shan | 廖婉珊 |
| AAV165 | CHEUNG Kwok On | 張國安 |
| ABR263 | CHIU Kam Fai | 趙錦輝 |
| ABV516 | LO Wai Yip | 勞偉業 |
| ABW049 | MUI Pui Yi, Ruby | 梅佩儀 |
| ABW753 | KWOK Chi Hung | 郭熾雄 |
| ABY167 | LAM Kin Lung | 林健龍 |
| ABY912 | OWYANG Loong Man, Alvin | 歐陽龍文 |
| ACC190 | BRADLEY Martin | |
| ACC390 | CHEUNG Lai Mui, Eva | 張麗梅 |
| ACJ532 | WONG Sze Yuen, Ivan | 王士元 |
| ACJ716 | YUNG Kam Sing | 翁錦成 |
| ACS121 | KWOK Ka Yin, Maggie | 郭嘉妍 |
| ADP032 | WONG Pui Wing | 黃培榮 |
| ADR695 | WONG Kam Yin | 王錦燕 |
| ADR696 | CHAN Wai Ling | 陳慧玲 |
| ADT030 | CHAN Hiu Yu | 陳曉瑜 |
| ADT690 | LAM Wing Lok | 林永樂 |
| ADV632 | TSOI Chi Shing | 蔡志誠 |
| ADW510 | LAU Chung Wai, Johnny | 劉仲偉 |
| ADZ880 | CHAN Ka Ho, Andrew | 陳家豪 |
| AED063 | MAN Pui Kuen | 文佩娟 |
| AEF328 | LI Mak | 李默 |
| AEH599 | LAW Kei Fung | 羅奇峰 |
| AEM340 | CHEUK Chi Wai | 卓芷慧 |
| AEN393 | WAI Wing Yee | 衛詠儀 |
| AEQ890 | NGAN Hei Chung | 顏希松 |
| AEQ936 | CHAN Chun Chung | 陳振聰 |
| AER859 | FUNG Wing To | 馮詠濤 |
| AEU833 | LAM Shun Kei, Calvin | 林舜基 |
| AEV342 | CHAN Wing Yee | 陳穎沂 |
| AEW788 | LUK Man To | 陸文滔 |
| AEY743 | CHU Ping Kei | 朱平基 |
| AFE594 | NGAI Hung, Cynthia | 魏紅 |
| AFH095 | YEUNG Kit Sum, Beata | 楊潔心 |
| AFI898 | NG Sze Ho | 吳思浩 |
| AFJ610 | LAU Kit Wan | 劉潔雲 |
| AFR561 | LAW Pak Keung, Aston | 羅柏強 |
| AGC183 | LEUNG San Fat | 梁申發 |
| AGH231 | HUI Yau Wing | 許有榮 |
| AGL178 | MAK Po Man | 麥寶敏 |
| AGW114 | WANG Lu | 王璐 |
| AHG508 | LAU Wai King | 劉煒敬 |
| AHU772 | LEUNG Siu Lun | 梁兆倫 |
| AHV034 | LEE Ho Yeung | 李顥陽 |
| AIH454 | CHU Hung | 朱紅 |
| AIU286 | TSE Wing Yee, Erica | 謝詠宜 |
| AIZ232 | WONG Suk Wah | 黃淑華 |
| AJK499 | LAU Raymond | 劉銚之 |
| AKI548 | HU Wenzhou | 胡文洲 |
| AKQ644 | LAM Man Hong, Micheal | 林萬康 |
| ALI739 | TSE Fai Cho, Justin | 謝揮礎 |
| ALL637 | JIN Hongmei | 金紅梅 |
| ALL702 | CHAN Yu Hin | 陳宇軒 |
| ALZ735 | LING Sau Fung | 凌秀峰 |
| AME366 | KWOK Hoi Chuen, Justin | 郭凱銓 |
| AMG966 | FAN Kam Ho | 范錦濠 |
| AMG976 | LI Shi Man | 李仕文 |
| AMH300 | WONG Ming Lai | 王銘麗 |
| AMI495 | CHAN Man | 陳敏 |
| AMU243 | CHAN Tak Shing | 陳德成 |
| AND582 | NG Mei Fong | 吳美芳 |
| ANG306 | CHAN Chor Yan | 陳楚欣 |
| ANJ845 | TSUI Fung Man, Vicky | 徐鳳文 |
| ANN413 | YUEN Sun Keung | 袁新強 |
| ANR355 | SO Chak San | 蘇澤生 |
| ANY147 | TO Ming Fan | 杜明訓 |
| ANZ629 | LO Chung Fan, Derek | 盧仲勛 |
| AOL345 | FONG Tok Cheung | 方鐸璋 |
| AOT920 | FUNG Mei Po | 馮美寶 |
| AOU807 | IP Chi Hang | 葉志恒 |
| APC111 | YAO Xuting | 姚旭婷 |
| APF828 | LU Yang | 陸揚 |
| APH300 | CHEUNG Kat Cheung | 張吉祥 |
| APH594 | HUI Siu Chung, Williamclay | 許兆忠 |
| API277 | LAU Siu Fai | 劉兆輝 |
| API281 | TSAO Hoi Chuen | 曹海銓 |
| API282 | CHIU Chun Yin | 趙俊賢 |
| APJ561 | LAW Pui Tai | 羅培蒂 |
| APL880 | YAN Chao | 嚴超 |
| APL881 | WU Jiang | 吳疆 |
| APQ828 | CAO Honglei | 曹鴻磊 |
| APU405 | WONG Ka Ying, Annie | 黃嘉瑩 |
| APZ373 | CHI Chen | 池晨 |
| AQA658 | WONG Chun Nae, Janny | 王珍妮 |
| AQD490 | LEUNG Man Hon, Matthew | 梁文翰 |
| AQE886 | LAU Kei | 劉琪 |
| AQE887 | YAO Tang Fat | 邱騰發 |
| AQE888 | MA Jun | 馬駿 |
| AQG688 | LAU Kit Ying | 劉潔瑩 |
| AQH517 | TAM Ping Cheung | 譚秉章 |
| AQO270 | LEE Wai Fun, Bonnie | 李蕙芬 |
| AQP673 | CHAN Sung | 陳嵩 |
| AQQ049 | WONG Kwan, Joanna | 王筠 |
| AQQ191 | CHING Kim Fung | 程劍鋒 |
| AQT318 | ZENG Jiamin | 曾嘉敏 |
| AQZ903 | PANG Wai Lam, Leona | 彭慧林 |