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LAW Pui Tai

羅培蒂
CE APJ561Licensed IndividualSFO licence active
Official SFC record

LAW Pui Tai (CE number APJ561) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCI Securities Limited
中銀國際證券有限公司

Licence Record (1)

2007-08-08 – present Current
BOCI Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APJ561