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WU Qiong

吳琼
CE ASZ115Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Qiong (CE number ASZ115) is an individual licensed by the Hong Kong SFC. First licensed on 2009-05-20. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI Research Limited
中銀國際研究有限公司
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司

Licence Record (4)

2017-03-27 – present Current
BOCI Research Limited RO
RA 4
2017-03-27 – present Current
BOCI Securities Limited RO
RA 4
2009-10-15 – 2017-03-27
BOCI Research Limited Rep
RA 4
2009-05-20 – 2017-03-27
BOCI Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASZ115