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CHOW Siu Fai

周兆輝
CE AUX351Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOW Siu Fai (CE number AUX351) is an individual licensed by the Hong Kong SFC. First licensed on 2010-04-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司

Licence Record (3)

2023-12-21 – present Current
BOCI Securities Limited RO
RA 1 RA 4
2010-11-26 – 2014-06-30
BOCI Asset Management Limited Rep
RA 9
2010-04-07 – 2025-09-11
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUX351