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WANG Yunhua

王蘊華
CE ANZ770Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Yunhua (CE number ANZ770) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI Research Limited
中銀國際研究有限公司
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司

Licence Record (4)

2025-04-08 – present Current
BOCI Research Limited RO
RA 4
2024-12-19 – present Current
BOCI Securities Limited RO
RA 1 RA 4
2024-12-19 – 2025-04-08
BOCI Research Limited Rep
RA 4
2006-09-28 – 2025-04-08
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANZ770