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LI Chao

李超
CE BQR891Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Chao (CE number BQR891) is an individual licensed by the Hong Kong SFC. First licensed on 2021-03-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司
RepresentativeBOCI Securities Limited
中銀國際證券有限公司

Licence Record (6)

2025-07-07 – present Current
BOCI Securities Limited RO
RA 1 RA 4
2023-06-28 – present Current
BOCI Securities Limited Rep
RA 1 RA 2 RA 4
2023-04-06 – 2023-05-18
Cinda International Securities Limited Rep
RA 1 RA 4
2022-10-20 – 2022-12-20
Orient Securities (Hong Kong) Limited RO
RA 1 RA 4
2022-08-17 – 2022-12-20
Orient Futures (Hong Kong) Limited Rep
RA 2
2021-03-04 – 2022-10-20
Orient Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQR891