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LAU Chi Sing

劉志成
CE ABR724Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Chi Sing (CE number ABR724) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI Research Limited
中銀國際研究有限公司
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司

Licence Record (4)

2026-04-08 – present Current
BOCI Securities Limited RO
RA 4
2007-03-09 – present Current
BOCI Research Limited RO
RA 4
2003-07-26 – 2007-03-09
BOCI Research Limited Rep
RA 4
2003-04-01 – 2003-05-17
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABR724