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YANG Fan

楊凡
CE BDY994Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Fan (CE number BDY994) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI Asia Limited
中銀國際亞洲有限公司
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司

Licence Record (6)

2026-04-17 – present Current
BOCI Asia Limited RO
RA 1 RA 6
2026-04-17 – present Current
BOCI Securities Limited RO
RA 1
2024-03-28 – 2025-12-22
Haitong International Capital Limited RO
RA 6
2015-10-02 – 2025-12-22
Haitong International Securities Company Limited Rep
RA 1
2015-10-02 – 2024-03-28
Haitong International Capital Limited Rep
RA 6
2014-08-11 – 2015-08-29
Celestial Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDY994