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PAK Ngan

白韌
CE AEX663Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PAK Ngan (CE number AEX663) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司
Responsible OfficerPo Sang Securities Limited
寶生證券有限公司

Licence Record (5)

2025-10-09 – present Current
Po Sang Securities Limited RO
RA 1 RA 4
2015-06-16 – present Current
BOCI Securities Limited RO
RA 1 RA 2 RA 4 RA 5
2012-03-13 – 2025-08-19
BOCI Securities Limited Rep
RA 1 RA 2 RA 5
2004-03-22 – 2015-04-21
BOCI Research Limited Rep
RA 4
2003-04-01 – 2004-03-04
China Reserve Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEX663