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CHEUNG Kat Cheung

張吉祥
CE APH300Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEUNG Kat Cheung (CE number APH300) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerBOCI Asia Limited
中銀國際亞洲有限公司
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司
RepresentativeBOCI Securities Limited
中銀國際證券有限公司

Licence Record (10)

2025-05-20 – present Current
BOCI Asia Limited RO
RA 1
2025-05-20 – present Current
BOCI Securities Limited RO
RA 1 RA 2
2024-09-04 – present Current
BOCI Securities Limited Rep
RA 1 RA 2 RA 4
2015-03-13 – 2024-04-05
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2015-03-13 – 2024-04-05
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1
2014-05-28 – 2015-02-02
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2014-05-28 – 2015-02-02
Goldman Sachs (Asia) Securities Limited Rep
RA 1
2014-05-28 – 2015-02-02
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2008-06-17 – 2013-08-31
Rabo Brokerage HK Limited Rep
RA 1
2007-07-20 – 2008-06-01
Bear Stearns Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APH300