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LU Yang

陸揚
CE APF828Licensed IndividualSFO licence active
Official SFC record

LU Yang (CE number APF828) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeBOCI Asia Limited
中銀國際亞洲有限公司
RepresentativeBOCI Securities Limited
中銀國際證券有限公司

Licence Record (2)

2016-10-19 – present Current
BOCI Asia Limited Rep
RA 1 RA 6
2007-07-09 – present Current
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APF828