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LING Sau Fung

凌秀峰
CE ALZ735Licensed IndividualSFO licence active
Official SFC record

LING Sau Fung (CE number ALZ735) is an individual licensed by the Hong Kong SFC. First licensed on 2005-06-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCI Securities Limited
中銀國際證券有限公司

Licence Record (7)

2015-09-11 – present Current
BOCI Securities Limited Rep
RA 1 RA 2 RA 4
2006-07-31 – 2015-08-26
HSBC Broking Forex (Asia) Limited Rep
RA 3
2006-03-28 – 2015-08-26
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4
2006-03-28 – 2015-08-26
HSBC Broking Futures (Asia) Limited Rep
RA 2
2006-03-28 – 2007-08-04
HSBC Broking Futures (Hong Kong) Limited Rep
RA 2
2005-06-21 – 2006-02-10
Get Nice Securities Limited Rep
RA 1
2005-06-21 – 2006-02-10
Get Nice Futures Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALZ735