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LI Shi Man

李仕文
CE AMG976Licensed IndividualSFO licence active
Official SFC record

LI Shi Man (CE number AMG976) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCI Securities Limited
中銀國際證券有限公司

Licence Record (1)

2005-07-29 – present Current
BOCI Securities Limited Rep
RA 1 RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMG976