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WU Ziwei

吳子維
CE AYR781Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Ziwei (CE number AYR781) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI Asia Limited
中銀國際亞洲有限公司
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司

Licence Record (8)

2025-06-17 – present Current
BOCI Asia Limited RO
RA 1 RA 6
2025-06-17 – present Current
BOCI Securities Limited RO
RA 1
2025-03-20 – 2025-06-17
BOCI Asia Limited Rep
RA 1 RA 6
2025-03-20 – 2025-06-17
BOCI Securities Limited Rep
RA 1
2021-12-08 – 2024-04-26
Morgan Stanley Asia Limited RO
RA 1 RA 6
2018-07-06 – 2021-12-08
Morgan Stanley Asia Limited Rep
RA 1 RA 6
2016-12-19 – 2018-04-07
UBS Securities Hong Kong Limited Rep
RA 6
2012-06-07 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYR781