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XIE Zhengkun

謝正琨
CE AYC752Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIE Zhengkun (CE number AYC752) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerBOCI Asia Limited
中銀國際亞洲有限公司
RepresentativeBOCI Asia Limited
中銀國際亞洲有限公司
RepresentativeBOCI Securities Limited
中銀國際證券有限公司

Licence Record (12)

2024-06-12 – present Current
BOCI Asia Limited RO
RA 6
2021-07-06 – present Current
BOCI Asia Limited Rep
RA 1 RA 6
2021-07-06 – present Current
BOCI Securities Limited Rep
RA 1
2021-02-02 – 2021-06-09
Ever-Long Securities Company Limited RO
RA 6
2020-10-29 – 2021-06-09
Ever-Long Securities Company Limited Rep
RA 1 RA 6
2020-03-23 – 2020-05-26
Guotai Junan Capital Limited Rep
RA 6
2018-01-11 – 2019-12-31
Haitong International Securities Company Limited Rep
RA 1
2018-01-11 – 2019-12-31
Haitong International Capital Limited Rep
RA 6
2015-08-27 – 2017-11-25
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2015-08-27 – 2017-11-25
GF Capital (Hong Kong) Limited Rep
RA 6
2014-06-20 – 2015-08-07
Kingsway Financial Services Group Limited Rep
RA 1
2011-09-22 – 2015-08-07
Kingsway Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYC752