Guotai Junan Capital Limited is a Hong Kong SFC licensed corporation (CE number AGS488). First licensed on 2004-03-30. Its SFC licence is currently active. It is licensed for 1 regulated activity: Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2004-03-30 |
| CE No. | Name | Chinese |
|---|---|---|
| AGK773 | CHAN Ka Yee | 陳家怡 |
| AIL064 | POON Ho Ying, Irene | 潘可盈 |
| AKP198 | LEUNG Yuen Kwan | 梁婉君 |
| AMN642 | XU Ping | 許娉 |
| AMX936 | JIANG Xiao | 江嘯 |
| APR020 | WANG Wei | 王威 |
| AWO954 | CHOW Wing Suen, Amy | 周詠璇 |
| AXP429 | SHI Liwen | 史力雯 |
| BAI406 | LAM Tung Tung | 林冬冬 |
| BAK933 | KO Chiu Wai | 高超惠 |
| BBT112 | FU Yan | 付岩 |
| BBT118 | XU Xiaohui | 徐曉輝 |
| BHZ343 | LAU Ho Yan | 劉可欣 |
| BJH821 | WANG Jiayu | 王家玉 |
| BMW888 | LIANG Runan | 梁如男 |
| BNH069 | YANG Jianrui | 楊健瑞 |
| CE No. | Name | Chinese |
|---|---|---|
| AQH516 | LI Tan, Jean | 李丹 |
| AXB314 | CHEN Yi-yin | 陳怡吟 |
| BCI434 | CHOI Wai Kit | 蔡偉杰 |
| BEE935 | YANG Jie | 楊捷 |
| BGB553 | LV Sihui | 呂思慧 |
| BGR256 | YANG Lingbin | 楊靈彬 |
| BHB750 | CHEN Yuhang | 陳煜航 |
| BIC345 | LI Xiaocen | 李曉岑 |
| BLL567 | NING Le | 寧樂 |
| BLV212 | XU Jia Nan | 徐佳楠 |
| BMI887 | YU Jiaqiang | 余家強 |
| BMN434 | LYU Zhirou | 呂芷柔 |
| BMR643 | LIU Ji | 劉霽 |
| BMW886 | HUANG Zile | 黃子樂 |
| BMW890 | ZHU Yiman | 朱奕曼 |
| BMW891 | CHEN Zhehui | 陳哲暉 |
| BNL483 | LUO Sha | 雒莎 |
| BNM263 | GE Yiran | 葛一然 |
| BNN869 | ZHUANG Dong | 莊東 |
| BNP141 | LEUNG Kit Yin | 梁杰賢 |
| BNV936 | CHENG Jing | 成静 |
| BOC119 | CHEN Longke | 陈珑珂 |
| BOC888 | ZHANG Zhirou | 張至柔 |
| BOP825 | HAI Yangguangyi | 海楊广益 |
| BPE550 | CUI Xiaoyan | 崔曉妍 |
| BPF361 | YU Chenkai | 郁晨凱 |
| BPN733 | FAN Yiwen | 范譯文 |
| BPQ765 | SUN Yu | 孫玉 |
| BQR902 | CHUNG Cheung Chak | 鍾長翟 |
| BQT132 | ZHANG Mengwei | 張夢維 |
| BQT325 | DUAN Wei | 段偉 |
| BRF587 | NI Xiaowei | 倪曉偉 |
| BRR367 | YE Siqi | 叶思琦 |
| BRR376 | MING Yafei | 明亚飞 |
| BRR889 | MA Qingrui | 馬卿瑞 |
| BRR900 | ZHANG Xin | 张信 |
| BRS392 | WANG Lezhi | 王樂之 |
| BRS478 | LIU Dengzhou | 劉登舟 |
| BRS677 | XU Lei | 许磊 |
| BSH865 | YANG Yi | 杨易 |
| BSH975 | LI Chongshan | 李崇山 |
| BSJ451 | HE Nantao | 贺南涛 |
| BSJ603 | LI Hongren | 李鸿仁 |
| BSK021 | HU Yiping | 胡伊苹 |
| BSL541 | DENG Chao | 邓超 |
| BSL770 | PEI Wenfei | 裴文斐 |
| BSL775 | JIANG Zhiqiang | 江志强 |
| BSL978 | LI Huiqi | 李慧琪 |
| BSL983 | XU Jin | 徐锦 |
| BSL984 | JIANG Zhihao | 蒋志豪 |
| BSM047 | XIN Jianwei | 忻健伟 |
| BSM249 | MA Ran | 马苒 |
| BSM388 | HUA Haoxiang | 花浩翔 |
| BSM553 | HAN Wenyu | 韓文鈺 |
| BST431 | WANG Yadan | 王亞丹 |
| BSU554 | DENG Chong | 鄧冲 |
| BSY421 | DAI Yunfei | 戴韵菲 |
| BSZ604 | CHEN Jianyu | 陳建宇 |
| BTB503 | ZHU Xiaoming | 朱小明 |
| BTD788 | TIAN Lai | 田来 |
| BTJ178 | ZHANG Congzhan | 张从展 |
| BTK351 | ZHANG Han | 張涵 |
| BTL468 | CHEN Jiaying | 陳佳穎 |
| BTT052 | WANG Yilin | 王伊琳 |
| BUA708 | XU Wei | 徐葳 |
| BUA709 | DAI Jiaxin | 戴嘉鑫 |
| BUA941 | REN Fei | 任飞 |
| BUB216 | CHEN Yishao | 陈轶劭 |
| BUC193 | CHEN Qi | 陈琦 |
| BUC195 | MO Yujia | 莫余佳 |
| BUH961 | YANG Jiarui | 楊佳睿 |
| BUK112 | LOU Wei | 楼微 |
| BUS409 | SUN Yuchen | 孫宇辰 |
| BUT554 | SHUPLETSOV Alexander | |
| BUU838 | XU Xi | 许曦 |
| BUY427 | SIT Chun Yuen | 薛珍媛 |
| BUZ427 | LIU Xingchen | 劉星辰 |
| BVC084 | WU Yueyue | 吴越悦 |
| BVC289 | WU Qihao | 吴啟濠 |
| BVE102 | YU Jiangtong | 于江同 |
| BVE104 | HUA Zhimin | 华志敏 |
| BVL425 | ZHANG Wenxia | 张文霞 |
| BVO611 | BAI Mingrui | 白明瑞 |
| BVQ042 | HE Lianxiang | 賀蓮香 |
| BVQ899 | CHAN Wun Kam | 陳煥金 |
| BVR868 | LU Xiaoyi | 盧瀟漪 |
| BVS220 | XU Si | 徐思 |
| BVS776 | HUANG Wan | 黄万 |
| BVT304 | HUANG Ying | 黃穎 |
| BVZ570 | LIN Jiahong | 林家弘 |
| BWC327 | XU Zhen | 徐振 |
| BWE153 | LIU Li | 劉麗 |
| BWE179 | NIU Qilong | 牛琪龍 |
| BWF267 | LIU Ruoran | 刘若然 |
| BWF383 | ZHAO Zihan | 赵梓涵 |
| BWG117 | HAN Sihao | 韓思昊 |
| BWH073 | HE Yujie | 何昱颉 |
| BWI728 | YANG Bowen | 楊博文 |
| BWL020 | JU Li | 居里 |
| BWL021 | WANG Yixuan | 王漪璇 |