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POON Ho Ying, Irene

潘可盈
CE AIL064Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

POON Ho Ying, Irene (CE number AIL064) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Capital Limited
國泰君安融資有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (10)

2019-11-08 – 2026-05-29
Guosen Securities (HK) Capital Company Limited RO
RA 1 RA 6
2019-09-02 – 2025-03-19
Guosen Securities (HK) Capital Company Limited Rep
RA 1 RA 6
2019-01-31 – 2019-08-09
JS Capital Limited RO
RA 6
2014-08-21 – 2018-12-03
Changjiang Corporate Finance (HK) Limited RO
RA 6
2013-10-15 – 2014-08-21
Changjiang Corporate Finance (HK) Limited Rep
RA 6
2010-12-21 – 2013-03-15
China Merchants Securities (HK) Co., Limited Rep
RA 6
2009-12-02 – 2010-10-30
CSC Asia Limited Rep
RA 6
2006-05-18 – 2009-11-30
KGI Capital (Hong Kong) Limited Rep
RA 6
2004-04-27 – 2006-03-17
Joy Silver Limited Rep
RA 6
2003-04-01 – 2013-08-21
Platinum Securities Company Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIL064