Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
CE ABY236Licensed Corporation
Guotai Junan Securities (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number ABY236). First licensed on 2004-03-30. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-03-30 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2021-04-09 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-03-30 |
HKEX Participantships (8)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (31)
Representatives (358)
| CE No. | Name | Chinese |
|---|
| AAE138 | HO To, Alan | 何鍍 |
| ABH394 | CHAN Wai Tung | 陳偉東 |
| ABN060 | TUNG Wing Fong, Corona | 董詠芳 |
| ABP463 | YU Lap Kwan | 余立群 |
| ABR878 | LAM Man | 林敏 |
| ABS053 | CHU Yin Man | 朱賢文 |
| ADG364 | CHENG Siu Wa | 鄭少華 |
| ADZ921 | FONG Wai Kim | 方偉儉 |
| AEI209 | TO Yu Fai | 杜宇輝 |
| AEI295 | CHAN Suk Fong | 陳淑芳 |
| AFB357 | WU Yeuk Man | 胡躍民 |
| AFD940 | CHAN Kelly | 陳家禮 |
| AGA673 | YUEN Yat Shing, Trevor | 袁溢誠 |
| AGB686 | MAN Kon Kuen, Martin | 文幹權 |
| AGC897 | CHENG Man Chi | 鄭敏芝 |
| AGN326 | WANG Gang | 王剛 |
| AGS231 | CHAN Chi Cheung, Sunny | 陳志翔 |
| AHE833 | YU Wing Yi, Daisy | 余穎怡 |
| AHF378 | CHAN Hoi Fung | 陳凱峰 |
| AHF674 | YIM Siu Cheung | 閻紹樟 |
| AHK260 | ZHANG Sijun | 張嗣君 |
| AHK670 | CHAN Chi Wai | 陳致偉 |
| AHV035 | WONG Lok Man, Arnold | 黃諾文 |
| AIH410 | SHEN Yue | 沈悅 |
| AIL064 | POON Ho Ying, Irene | 潘可盈 |
| AIX723 | LAI Man Yan | 黎民茵 |
| AJC735 | ZHANG Lingyun | 張凌云 |
| AJM450 | PAN Youdian | 潘有典 |
| AJV389 | CHEN Chi Hing | 陳志興 |
| AKN223 | YANG Xiaoqing | 楊晓青 |
| AKP198 | LEUNG Yuen Kwan | 梁婉君 |
| AKX339 | LU Lu | 呂露 |
| AKY991 | KAN Lai Ping, Pinky | 簡麗萍 |
| ALB979 | HUI Yu Cheung | 許宇翔 |
| ALN804 | NG Kei Chi | 吳琦熾 |
| ALQ199 | LAU Nga Yeung | 劉雅揚 |
| ALR784 | NG Cho Fai, Jackfrey | 吳祖輝 |
| ALS600 | WU Hongjian | 吳洪健 |
| ALU849 | ZHU Ying | 祝穎 |
| ALZ069 | CHEN Zhenyuan | 陳貞媛 |
| AMF538 | DAI Huiwei | 戴惠偉 |
| AMH961 | LAU Kwok Kwon | 劉國鈞 |
| AMV035 | LAI Billy Yee Piu | 黎以標 |
| AMX207 | LAU Mei | 劉薇 |
| AND602 | WOO Ka Wing | 胡嘉詠 |
| ANJ588 | HUI King Lung | 許經隆 |
| AOE681 | WU Qiong | 吳穹 |
| AOH949 | WONG Pui Yuen, Bryan | 黃沛源 |
| AOJ051 | CHEN Yingying | 陳盈盈 |
| AOY483 | TSOI Wai Kwong | 蔡偉光 |
| APG562 | YU Kwok Fai | 楊國輝 |
| APP546 | YIP Chin Hong | 葉展航 |
| APQ831 | CHEN Sida | 陳斯达 |
| APR878 | LAU Wai Kit | 劉唯杰 |
| APW017 | YIU Wai Yi | 姚惠儀 |
| APW196 | CHAN Chi Man | 陳智敏 |
| APY536 | SEE Kit Long | 施杰郎 |
| AQB099 | YUNG Yuet Man, Susan | 容月敏 |
| AQC822 | HAN Wenyuan | 韓文苑 |
| AQO379 | HON Kin Chung | 韓建中 |
| AQS662 | YEUNG Ying Wai | 楊盈慧 |
| AQT306 | LEE Chun Yin, Benedict | 李俊賢 |
| AQW020 | TAI Ming Kong | 戴銘光 |
| AQW022 | TAM Yuk Yin, Denise | 譚玉燕 |
| ARA667 | KWOK Lap Wa | 郭立華 |
| ARD601 | CHEUNG Ming Hung | 張銘洪 |
| ARF794 | LEE Wang Sun | 李宏燊 |
| ARI785 | LAI Man Kin | 黎敏健 |
| ARM817 | WANG Yayuan | 王雅媛 |
| ARO574 | WANG Ya Ya | 王婭婭 |
| ARO768 | CHI Chung Him | 池仲謙 |
| ASD834 | YUNG Zico Shu-gor | 翁樹果 |
| ASQ209 | CHAN Kong Yin | 陳廣賢 |
| ASX209 | CHEN Ying | 陳穎 |
| ASZ085 | CHAN Cheung Kam | 陳章淦 |
| AUC491 | LEUNG Chun Pui | 梁俊培 |
| AUV992 | LAM Tat Shing | 林達誠 |
| AUX602 | TSANG Yin Chung, Martin | 曾彥中 |
| AVE049 | CHAN Man Hung, Ivan | 陳文洪 |
| AVH515 | LAW Lap Kau | 羅立球 |
| AVP014 | SIT Yiu Cho, Jeffrey | 薛耀祖 |
| AVW085 | HE WEI | 何威 |
| AVY336 | LI Sze Hang | 李思行 |
| AVZ082 | LEE Shu Fan | 李樹勳 |
| AWC633 | CHEUNG Chi Hang | 張智恒 |
| AWL133 | KWONG Pui Chuen | 鄺霈銓 |
| AWP285 | LAM Shu Hon | 林書瀚 |
| AXA403 | SHAW Jensens | 邵將星 |
| AXD994 | CHAN Tai Ching Michael | 陳大禎 |
| AXP429 | SHI Liwen | 史力雯 |
| AXP797 | CHU Ying | 朱瑩 |
| AXV938 | TSAI Hsin Yi | 蔡心怡 |
| AYD590 | CHANG Yu Wei | 張佑瑋 |
| AYK778 | CHEUNG Ka Lai | 章嘉麗 |
| AZJ097 | JIN Jia | 金甲 |
| AZR532 | XUE Fei | 薛飛 |
| BAB543 | KONG Yuan | 孔原 |
| BAB559 | HO Lon Hang, Ivan | 何朗衡 |
| BAC398 | CHAN Kai Yin | 陳佳燕 |
| BAJ169 | CHAN Tak Man, Calvin | 陳德文 |