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OUYANG Shu

歐陽姝
CE BBP423Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

OUYANG Shu (CE number BBP423) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RepresentativeGuotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司

Licence Record (4)

2024-01-22 – present Current
Guotai Junan Assets (Asia) Limited Rep
RA 9
2019-09-25 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 1 RA 4
2015-11-03 – 2019-09-25
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2013-08-12 – 2015-08-25
Nomura International (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBP423