Guotai Junan Assets (Asia) Limited is a Hong Kong SFC licensed corporation (CE number ADH990). First licensed on 2004-03-30. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2009-09-23 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-11-29 |
| RA 9 | Asset Management | 提供資產管理 | 2004-03-30 |
| CE No. | Name | Chinese |
|---|---|---|
| AOI913 | LEI Qiang | 雷強 |
| BAJ163 | CHOY Tak Sum | 蔡德森 |
| BBL215 | WANG Junhong | 汪俊紅 |
| BFB179 | QI Haiying | 祁海英 |
| BOF915 | CHEN Wuhao | 陳吳昊 |
| CE No. | Name | Chinese |
|---|---|---|
| AKX339 | LU Lu | 呂露 |
| AMV035 | LAI Billy Yee Piu | 黎以標 |
| APW348 | HUNG Kwok Chuen | 熊國全 |
| ARP182 | DING Chenying | 丁陳穎 |
| AZE638 | ZHANG Fan | 張帆 |
| BBP423 | OUYANG Shu | 歐陽姝 |
| BDJ974 | JIANG Xiang | 蔣翔 |
| BGQ860 | YANG Lili | 楊麗麗 |
| BML621 | LIU Jingyang | 柳景洋 |
| BNO488 | CHUI Chi Ching | 徐芷晴 |
| BNW181 | DAI Baiquan | 戴柏泉 |
| BRJ894 | LEI Chi Hong | 李子杭 |
| BRY520 | ZHENG Bowen | 鄭博文 |
| BTL980 | ZUO Zijian | 左子劍 |
| BUD416 | CHEN Lixian | 陳藜賢 |
| BUM155 | HUANGFU Chun | 皇甫淳 |
| BUV886 | LIU Beining | 劉蓓宁 |
| BVG851 | ZHENG Qianyi | 鄭倩怡 |
| BWG136 | WANG Xinyu | 王昕宇 |
| BWS707 | NA Sainan | 那赛男 |
| BYA645 | OUYANG Huichen | 歐阳惠晨 |