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WANG Junhong

汪俊紅
CE BBL215Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Junhong (CE number BBL215) is an individual licensed by the Hong Kong SFC. First licensed on 2013-07-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (5)

2024-07-19 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 4
2023-12-05 – present Current
Guotai Junan Assets (Asia) Limited RO
RA 1 RA 4 RA 9
2013-07-30 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2013-07-30 – 2014-01-21
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2013-07-30 – 2014-01-21
Guotai Junan FX Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBL215