Guotai Junan FX Limited is a Hong Kong SFC licensed corporation (CE number AUZ981). First licensed on 2010-10-21. Its SFC licence is currently active. It is licensed for 1 regulated activity: Type 3 (Leveraged FX).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 3 | Leveraged Foreign Exchange Trading | 槓桿式外匯交易 | 2010-10-21 |
| CE No. | Name | Chinese |
|---|---|---|
| ACS539 | YEUNG Tze Fung | 楊子峰 |
| AOY483 | TSOI Wai Kwong | 蔡偉光 |
| CE No. | Name | Chinese |
|---|---|---|
| ABI724 | LOU Wing Chung, Simon | 羅永頌 |
| ABN060 | TUNG Wing Fong, Corona | 董詠芳 |
| ABS053 | CHU Yin Man | 朱賢文 |
| AEI209 | TO Yu Fai | 杜宇輝 |
| AGA673 | YUEN Yat Shing, Trevor | 袁溢誠 |
| AGN326 | WANG Gang | 王剛 |
| AHE833 | YU Wing Yi, Daisy | 余穎怡 |
| AKX339 | LU Lu | 呂露 |
| AKY991 | KAN Lai Ping, Pinky | 簡麗萍 |
| ALN804 | NG Kei Chi | 吳琦熾 |
| ALQ199 | LAU Nga Yeung | 劉雅揚 |
| ALS600 | WU Hongjian | 吳洪健 |
| AMV035 | LAI Billy Yee Piu | 黎以標 |
| AMX207 | LAU Mei | 劉薇 |
| ANJ588 | HUI King Lung | 許經隆 |
| AOE681 | WU Qiong | 吳穹 |
| AOH949 | WONG Pui Yuen, Bryan | 黃沛源 |
| AOJ051 | CHEN Yingying | 陳盈盈 |
| APG562 | YU Kwok Fai | 楊國輝 |
| APP546 | YIP Chin Hong | 葉展航 |
| APQ831 | CHEN Sida | 陳斯达 |
| APY536 | SEE Kit Long | 施杰郎 |
| AQO379 | HON Kin Chung | 韓建中 |
| AQT306 | LEE Chun Yin, Benedict | 李俊賢 |
| AQW020 | TAI Ming Kong | 戴銘光 |
| AQW022 | TAM Yuk Yin, Denise | 譚玉燕 |
| ARA667 | KWOK Lap Wa | 郭立華 |
| ARE174 | LAM Tat Hung | 林達鴻 |
| ARF794 | LEE Wang Sun | 李宏燊 |
| ARO768 | CHI Chung Him | 池仲謙 |
| AUV992 | LAM Tat Shing | 林達誠 |
| AVY336 | LI Sze Hang | 李思行 |
| AWC633 | CHEUNG Chi Hang | 張智恒 |
| AWL133 | KWONG Pui Chuen | 鄺霈銓 |
| AWP285 | LAM Shu Hon | 林書瀚 |
| AZF855 | LUI Hung Kik | 呂鴻極 |
| BAJ169 | CHAN Tak Man, Calvin | 陳德文 |
| BAM439 | SUEN Ka Kit | 孫家傑 |
| BBK183 | CHENG Kwok Ming | 鄭國明 |
| BBS455 | CHAN Man Tik | 陳文迪 |
| BCJ615 | PRITCHARD Christine | 袁梦 |
| BFE980 | TANG Kelvin Chi Wai | 鄧志偉 |
| BFX024 | HUNG Ming Xi, Rainky | 洪銘鍶 |
| BGB456 | YAN Ka Ho | 甄嘉豪 |
| BHS479 | AU Tik Sun | 區廸新 |
| BNG367 | LEUNG Chu | 梁柱 |
| BOI870 | LI Xinxin | 李辛辛 |
| BPW655 | YEUNG Ching Chuen | 楊清銓 |
| BTC780 | HO Lok Fai | 何樂輝 |
| BTG898 | LIU Junzhi | 劉俊志 |