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LI Sze Hang

李思行
CE AVY336Licensed IndividualSFO licence active
Official SFC record

LI Sze Hang (CE number AVY336) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RepresentativeGuotai Junan FX Limited
國泰君安外匯有限公司
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (9)

2021-09-09 – present Current
Guotai Junan FX Limited Rep
RA 3
2014-09-26 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2014-09-26 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2013-02-25 – 2014-01-14
Zhongtai International Securities Limited Rep
RA 1
2013-02-25 – 2014-01-14
Zhongtai International Futures Limited Rep
RA 2
2012-09-26 – 2013-01-31
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2012-09-26 – 2013-01-31
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2010-09-22 – 2012-03-27
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2010-09-22 – 2012-03-27
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVY336