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SONG Cheng

宋誠
CE BQL512Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SONG Cheng (CE number BQL512) is an individual licensed by the Hong Kong SFC. First licensed on 2020-12-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RepresentativeGuotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司

Licence Record (4)

2025-12-18 – present Current
Guotai Junan Securities (Hong Kong) Limited RO
RA 1 RA 4
2024-06-18 – present Current
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2024-01-23 – 2025-12-18
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2020-12-17 – 2024-01-15
BOCHK Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQL512