BOCHK Asset Management Limited is a Hong Kong SFC licensed corporation (CE number AWJ005). First licensed on 2010-12-15. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2010-12-15 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2010-12-15 |
| RA 9 | Asset Management | 提供資產管理 | 2010-12-15 |
| CE No. | Name | Chinese |
|---|---|---|
| ACH723 | YUEN Cheuk Bun, Ben | 阮卓斌 |
| AOT416 | SHEN Hua | 沈華 |
| ATX492 | XUE Yan | 薛岩 |
| AZB507 | SUN Yi | 孫佚 |
| BUM107 | WANG Lei | 王磊 |
| CE No. | Name | Chinese |
|---|---|---|
| ADE054 | CHU Kwok On | 朱國安 |
| AFX076 | KONG Hing Keung | 鄺慶強 |
| AGL154 | LUI Yu Mo, Moses | 雷裕武 |
| AJD745 | WONG Elie Natalie | 黃伊莉 |
| AKP706 | TSUI Ho Wai | 徐浩維 |
| ALB800 | MA Yue | 馬越 |
| AMB396 | ZHENG Yu | 鄭宇 |
| ANL967 | RAN Peng | 冉鵬 |
| AQG692 | KWAN Chun Fai | 關俊暉 |
| ARL756 | PANG So Sum, Rio | 彭素心 |
| AWI947 | LI Linxuan Katrina | 李琳暄 |
| AWJ604 | LI Xing | 李星 |
| AWQ295 | TAO Qing | 陶青 |
| AWU880 | TAI Ho Ying | 戴可迎 |
| AXL878 | NG Siu Fung, Samson | 吳肇鋒 |
| AYC292 | FU Wei | 付煒 |
| BCL136 | CHENG Lai Mei | 鄭麗美 |
| BDE166 | LI Wei | 李巍 |
| BDK831 | YANG Ying | 楊穎 |
| BDY063 | NG Wing Chu, Margaret | 吳詠珠 |
| BEN354 | MING Jia | 明佳 |
| BFD466 | ZHU Beibei | 諸蓓蓓 |
| BFJ581 | HUI Chun Piu | 許俊彪 |
| BGB949 | QIN Zhen | 秦臻 |
| BGT103 | SHEN Jiayue | 沈嘉悅 |
| BGU408 | WONG Chi Man | 黃馳文 |
| BGU684 | LIM Yui Sing | 林銳昇 |
| BGV489 | CHIU Ka Chun | 趙家駿 |
| BGY132 | LAM Ting Pong | 林定邦 |
| BHW508 | YE Weilong | 叶偉龍 |
| BIR275 | WONG Ying | 黃瑩 |
| BIY012 | FU Huaning | 付華宁 |
| BIZ040 | LI Ran | 李冉 |
| BJD165 | CAO Yining | 曹一宁 |
| BKW498 | ZHANG Yier | 張伊兒 |
| BLV430 | LI Ming Young | 李明揚 |
| BNL579 | YIN Anna | 殷安娜 |
| BOU141 | XU Da | 徐達 |
| BPJ846 | ZHANG XUAN | 張璇 |
| BPM524 | REN Peilin | 任佩琳 |
| BRK901 | BIAN Qinqin | 卞琴琴 |
| BRT250 | SONG Xiangyang | 宋向阳 |
| BRT397 | XU Chao | 徐超 |
| BRW413 | GUO Xiaokai | 郭晓凱 |
| BTC938 | LU Yihong | 芦祎泓 |
| BTT653 | CHEN Yici | 陳伊慈 |
| BTT654 | NG Ka Ho | 吳嘉豪 |
| BUC406 | FENG Lizheng | |
| BUQ188 | CHAN Pak Kiu James | 陳百翹 |
| BUT795 | NG Chun Fai | 吳鎮煇 |
| BVB709 | LI Bo | 李博 |
| BVB710 | ZHANG Beibei | 張蓓蓓 |
| BVB711 | GENG Wenting | 耿文婷 |
| BVI101 | FONG Ho Yi | 方可兒 |
| BVZ096 | HUANG Hongjing | 黃宏景 |
| BWB608 | GUANG Hao | 光昊 |
| BWC602 | PAN Jiaying | 潘嘉滢 |
| BWH048 | MA Zhikai | 馬志楷 |
| BWS604 | ZHANG Yao | 張瑶 |
| BWZ112 | ZHAO Dingxuan | 趙鼎軒 |
| BXA152 | ZHANG Rui | 張瑞 |