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YUEN Cheuk Bun, Ben

阮卓斌
CE ACH723Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YUEN Cheuk Bun, Ben (CE number ACH723) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCHK Asset Management Limited
中銀香港資產管理有限公司

Licence Record (8)

2014-07-10 – present Current
BOCHK Asset Management Limited RO
RA 1 RA 4 RA 9
2014-05-02 – 2014-07-10
BOCHK Asset Management Limited Rep
RA 1 RA 4 RA 9
2006-05-29 – 2013-12-20
UBS Asset Management (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2006-04-24 – 2006-05-29
UBS Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2004-05-17 – 2006-02-28
First Sentier Investors (Hong Kong) Limited RO
RA 4 RA 5 RA 9
2004-05-17 – 2006-02-28
First State (Hong Kong) LLC RO
RA 4 RA 5 RA 9
2003-04-01 – 2004-05-17
First Sentier Investors (Hong Kong) Limited Rep
RA 1 RA 4 RA 5 RA 6 RA 9
2003-04-01 – 2004-05-17
First State (Hong Kong) LLC Rep
RA 4 RA 5 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACH723