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First Sentier Investors (Hong Kong) Limited

CE AAJ693Licensed Corporation
Date of licence (SFO)
2005-03-11
Register as of
2026-07-22
Last indexed
2026-07-22 16:05 UTC
Official SFC record

First Sentier Investors (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AAJ693). First licensed on 2005-03-11. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-03-11
RA 4Advising on Securities就證券提供意見2005-03-11
RA 9Asset Management提供資產管理2005-03-11

Responsible Officers (5)

CE No.NameChinese
ADR107LAU Kwok Kit, Martin劉國傑
ATW713STAPLETON Michael David
AVY265FOO Sung Way Nigel
AXZ904KWOK Kit Ying郭潔凝
BSB941PRENDIVILLE Lauren

Representatives (17)

CE No.NameChinese
AUZ498KE Lei柯雷
BAH619CHEN Xihua陳希驊
BCE908MOHANTY Rizi
BDM351MIU Yin Lark Melody苗延樂
BEG179PICKARD George Alexander
BEU976LIN Michelle林旻璇
BFY437TANG Tianyi唐甜依
BMX482NG Ho Chi吳浩池
BNT923FOK Wai Yan霍偉欣
BOS536FEI Qimin費启旻
BST868CHONG Kam Yan莊錦欣
BUI322CHI Xiao池嘯
BVH822ONG Wen Hao Marcus
BWT457NEMMOE Rasmus Ole
BWZ308FONG Ernest Chun Ming方駿銘
BXV477FUKUMITSU Kenji
BXV490TAKAHASHI Naohiro

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAJ693