UBS Asset Management (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AGP568). First licensed on 2005-09-28. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2012-09-12 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-09-28 |
| RA 9 | Asset Management | 提供資產管理 | 2005-09-28 |
| CE No. | Name | Chinese |
|---|---|---|
| AMX414 | SHI Bin | 施斌 |
| ANE043 | GUI Lin | 桂林 |
| APR883 | YIU Wai Ho | 姚偉浩 |
| AST684 | YEUNG Chung Kit | 楊忠杰 |
| AVA787 | HSU Li Fei | 許莉菲 |
| AXM023 | HO David Patrick | 何嘉豪 |
| BBR219 | YAGI Akiko | 八木晶子 |
| BFM561 | WU Yuan | 吳渊 |
| BOE212 | FU Yu | 傅鈺 |
| BQR815 | GUO Qingkun | 郭慶坤 |
| CE No. | Name | Chinese |
|---|---|---|
| ACQ909 | NG Ka Yiu, Desmond | 吳家耀 |
| AGM532 | MA Lei | 馬磊 |
| AJO200 | CHAN Chee Seng | |
| APC729 | YEUNG Wai Shum | 楊惠深 |
| AXL565 | CHAN Ho Yau | 陳可柔 |
| AXZ887 | YUEN Wai Ling | 袁慧玲 |
| AZT356 | LAU Ngan Chi | 劉晏芝 |
| BAW986 | HO Brian Boon Yun | 何本恩 |
| BBL390 | WANG Chen | 王晨 |
| BCF967 | LAU Po Yan | 劉寶茵 |
| BCO693 | TSE Mei Ki | 謝美琪 |
| BDA037 | HUANG Renbin | 黃仁斌 |
| BEZ651 | HE Weisi | 何維斯 |
| BGQ669 | CHEUNG Wing Yan Denise | 張穎欣 |
| BHB449 | YIU Wai Lam | 姚瑋霖 |
| BHG813 | KAEGI Thomas | |
| BKV292 | LIU Jiaming | |
| BNC194 | SO Ka Wai | 蘇嘉慧 |
| BNG896 | KAO Jui Tang | 高瑞堂 |
| BOP344 | KWOK Yee Huen | 郭懿萱 |
| BOP530 | WONG Yu | 王儒 |
| BPJ449 | DING Ning | 丁宁 |
| BRL047 | CHAN Siu Tung, Gary | 陳兆東 |
| BRN807 | ZOU Dongliang | 鄒東亮 |
| BTJ036 | AFZAL Zieshan | |
| BTN072 | WANG Yimiao | 王一苗 |
| BTY305 | CHENG Ka Ying | 鄭家櫻 |
| BTY312 | CHEN Ya Shih | 陳雅詩 |
| BVD264 | YANG Sirui | |
| BVJ782 | YUEN Wing Yan | 袁穎恩 |
| BWH313 | LI Hiu Tung | 李曉彤 |
| BWL813 | LEUNG Wai Tsam Alisa | 梁蔚沁 |
| BWR969 | YEUNG Kwan Mei Emily | 楊鈞湄 |
| BWS870 | CISANA Florian |