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KAO Jui Tang

高瑞堂
CE BNG896Licensed IndividualSFO licence active
Official SFC record

KAO Jui Tang (CE number BNG896) is an individual licensed by the Hong Kong SFC. First licensed on 2018-07-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Asset Management (Hong Kong) Limited

Licence Record (3)

2024-03-28 – present Current
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2021-07-27 – 2024-04-02
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4
2018-07-25 – 2020-10-23
Vanguard Investments Hong Kong Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNG896