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YIU Wai Lam

姚瑋霖
CE BHB449Licensed IndividualSFO licence active
Official SFC record

YIU Wai Lam (CE number BHB449) is an individual licensed by the Hong Kong SFC. First licensed on 2016-02-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Asset Management (Hong Kong) Limited

Licence Record (3)

2020-04-20 – present Current
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2019-03-27 – 2020-03-19
Haitong International Securities Company Limited Rep
RA 1 RA 4
2016-02-29 – 2018-10-02
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHB449