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KWOK Yee Huen

郭懿萱
CE BOP344Licensed IndividualSFO licence active
Official SFC record

KWOK Yee Huen (CE number BOP344) is an individual licensed by the Hong Kong SFC. First licensed on 2019-07-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Asset Management (Hong Kong) Limited

Licence Record (1)

2019-07-25 – present Current
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOP344