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GUO Qingkun

郭慶坤
CE BQR815Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GUO Qingkun (CE number BQR815) is an individual licensed by the Hong Kong SFC. First licensed on 2021-04-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUBS Asset Management (Hong Kong) Limited

Licence Record (4)

2025-11-06 – present Current
UBS Asset Management (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2025-05-26 – 2025-11-06
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2021-11-24 – 2022-10-13
Hereditas Capital Management (Asia) Limited RO
RA 4 RA 9
2021-04-12 – 2022-10-28
Hereditas Capital Management (Asia) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQR815