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MING Jia

明佳
CE BEN354Licensed IndividualSFO licence active
Official SFC record

MING Jia (CE number BEN354) is an individual licensed by the Hong Kong SFC. First licensed on 2015-02-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCHK Asset Management Limited
中銀香港資產管理有限公司

Licence Record (7)

2020-10-15 – present Current
BOCHK Asset Management Limited Rep
RA 1 RA 4 RA 9
2020-06-16 – 2020-07-02
Haitong International Investment Managers Limited Rep
RA 1 RA 4 RA 9
2020-06-16 – 2020-07-02
Haitong International Asset Management (HK) Limited Rep
RA 4 RA 5 RA 9
2020-06-16 – 2020-07-02
Haitong International Asset Management Limited Rep
RA 4 RA 5 RA 9
2020-03-16 – 2020-06-09
Haitong International Securities Company Limited RO
RA 1 RA 4
2019-03-28 – 2020-06-09
Haitong International Securities Company Limited Rep
RA 1 RA 4
2015-02-26 – 2017-06-30
CDH Investments Management (Hong Kong) Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEN354