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Haitong International Investment Managers Limited

海通國際投資經理有限公司
CE AAI429Licensed Corporation
Date of licence (SFO)
2004-07-07
Register as of
2026-07-22
Last indexed
2026-07-22 19:05 UTC
Official SFC record

Haitong International Investment Managers Limited is a Hong Kong SFC licensed corporation (CE number AAI429). First licensed on 2004-07-07. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2004-07-07
RA 4Advising on Securities就證券提供意見2005-11-15
RA 9Asset Management提供資產管理2004-07-07

Responsible Officers (2)

CE No.NameChinese
BBG308TANG Mo唐茉
BEW665WANG Shengzu王胜祖

Representatives (19)

CE No.NameChinese
AOD111HO Long Shan, Leonard何朗山
ASX101CHU Wai Lun朱偉倫
BAK772HU Wenqian胡文倩
BFS502ZHANG Xuefeng張雪峰
BFT906HU Xin胡昕
BLO642ZHOU Xin周昕
BNG639CHEUNG Chin To Gary張展途
BOJ575YUAN Xi袁茜
BOS651GE Xueting葛雪婷
BRB308YAO Qikun姚奇錕
BRZ219ZHAO Di趙迪
BSM467QIN Shuang覃爽
BUX516YANG Yuchen杨雨宸
BUX518HUANG Tianlong黄天龙
BVI725ZHANG Yuexin張躍馨
BWB258WU Jinjun吴金俊
BWT068CAO Jing曹婧
BWT270SUN Zhen孫振
BXM266YU Bing于冰

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAI429