YUNG Johnnie Ka Sing

翁嘉升

CE AUV614Licensed IndividualSFO licence active

YUNG Johnnie Ka Sing (CE number AUV614) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司
Representative	Haitong International Investment Managers Limited 海通國際投資經理有限公司

Licence Record (8)

2020-06-02 – 2024-05-17

Haitong International Investment Managers Limited Rep

RA 1 RA 4 RA 9

2020-06-02 – 2024-05-17

Haitong International Asset Management (HK) Limited Rep

RA 4 RA 5 RA 9

2020-06-02 – 2020-12-09

Haitong International Asset Management Limited Rep

RA 4 RA 5 RA 9

2017-11-13 – 2019-11-26

State Street Global Advisors Asia Limited Rep

RA 1 RA 4 RA 5

2012-08-10 – 2017-06-02

BlackRock Asset Management North Asia Limited RO

RA 6

2010-07-15 – 2017-06-02

BlackRock Asset Management North Asia Limited Rep

RA 1 RA 4 RA 6 RA 9

2010-07-15 – 2014-12-31

BlackRock (Hong Kong) Limited Rep

RA 1

2010-03-31 – 2010-06-18

Da Cheng International Asset Management Company Limited Rep

RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUV614