BlackRock Asset Management North Asia Limited is a Hong Kong SFC licensed corporation (CE number AFF275). First licensed on 2003-12-16. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2011-03-21 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2012-10-26 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-12-16 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2004-11-01 |
| RA 9 | Asset Management | 提供資產管理 | 2003-12-16 |
| CE No. | Name | Chinese |
|---|---|---|
| ADH562 | CHAN Susan Wai-lan | 陳蕙蘭 |
| AJE851 | WOODLAND Emily Jane | |
| AMF512 | LIU Yajun | 劉雅俊 |
| AOG182 | ANGARA Aarti | |
| APL605 | BIZID Abdelhamid Ameur | |
| AXD832 | ZHAO Wei Peng | 趙偉鵬 |
| AYG010 | CHO Harry Sang Hyun | |
| AYR800 | LANDMAN Andrew Raymond | |
| BAP105 | CHABANE Ilyas | |
| BAT860 | YANG Yan | 楊彥 |
| BEO553 | BATAILLARD Olivier Remy Camille | |
| BFF384 | - Rachit Raj | |
| BII044 | HASSAN Tahmimm | |
| BJI872 | DEI Derek | 戴凱豪 |
| BNC709 | BEVEVINO Zach Barton | |
| BNZ816 | VAVREK Egon | |
| BOJ067 | MALEY Daniel Frank | |
| BPF013 | SHIMIZU Hiroyuki | |
| BRT305 | LOEHNERT Peter Herbert | |
| BUA665 | HANSEN Lars Duncan | |
| BVL094 | MEHRA Nikhil |
| CE No. | Name | Chinese |
|---|---|---|
| ACQ358 | CAI Jinyong | 蔡金勇 |
| AGF183 | ON Chi Ki | 安子琪 |
| AGX670 | LU Yue | 逯悅 |
| AJJ600 | HSIN Sze Wai | 忻思慧 |
| AOA972 | KWOK Yin Ting, Rowena | 郭燕婷 |
| APA626 | LEE Wai Lun | 李偉倫 |
| APF801 | CHAN Tsz Kwan | 陳芷筠 |
| APL605 | BIZID Abdelhamid Ameur | |
| AQH041 | BEI Haochen | 貝皞晨 |
| AQU332 | YIU Wing Shan | 姚穎珊 |
| AQW093 | LEUNG Wing Kei, Kristi | 梁詠琦 |
| ARO386 | WU Elaine | 胡伊玲 |
| ARR544 | JIN Zhenxing | 金鎮星 |
| ARU693 | CHAN Wei See | 陳瑋思 |
| ATM420 | CHOI Wing Yin | 蔡詠然 |
| ATM619 | Minesuk Marina | |
| AUX151 | SHAM Ho Lun, Hans | 沈浩崘 |
| AVD977 | WANG Loke Kiat | |
| AVL235 | LI Simin | 李思敏 |
| AVN238 | JAMIESON Shaun | |
| AVR367 | GAUDRE Sebastien Patrice | |
| AVV327 | PEACH Nicholas Xavier Aidan | |
| AVY572 | NEUKIRCH Bruno Emmanuel Alexandre | |
| AWH336 | LEUNG Kin Yip | 梁建業 |
| AWR868 | FONG Ka Yan | 方嘉甄 |
| AXK259 | COLVIN Matthew Hunter Richter | |
| AXO836 | TENG Hoi Yee Carol | 鄧愷怡 |
| AXR100 | - Winnie | |
| AYK619 | LU Wenjie | 陸文杰 |
| AYR507 | CHAN Tsz Lung | 陳子龍 |
| AZW068 | LEE Yun Yun Vivien | 李茵茵 |
| BAI757 | LUI Man Lok Mandy | 雷敏諾 |
| BAX468 | HAVRANEK Olivia Margaret | |
| BAX949 | FAN Ka Ho | 范家豪 |
| BBF570 | LING Yao | 凌堯 |
| BBQ889 | LEE Siu Fung Brian | 李肇峰 |
| BCF610 | NG Wing Sang | 吳詠珊 |
| BDC504 | JU Chung Ha Stella | 游仲霞 |
| BDQ750 | SONG Zhengying | 宋崢穎 |
| BDR313 | NG Sheung Yiu | 伍襄堯 |
| BEB082 | LIM Wen Yao, Lester | 林文耀 |
| BEC094 | NG Yu Hei | 吳宇熙 |
| BEI589 | WATT Richard Duncan | |
| BEN373 | WORTHINGTON Robert Charles | |
| BFA962 | LEE Hang April | 李珩 |
| BFP341 | JIA Fan | 賈凡 |
| BFX166 | ZHANG Mengcheng | 張梦澄 |
| BFX170 | SUN Yee Lok | 孫伊樂 |
| BGD460 | CHAN Sin Ting, Monica | 陳倩婷 |
| BGH188 | KWONG Ka Fai | 鄺嘉輝 |
| BGW820 | ZHANG Jiayi | 張佳藝 |
| BGY813 | PANG Pui Wah Janice | 彭珮華 |
| BHH505 | LUI Chun Hei, Barton | 呂俊羲 |
| BHX798 | FONG Kit Yu | 方潔瑜 |
| BHY231 | NADARAJAH Rayhan | |
| BIC463 | WANG Huiling | 王惠玲 |
| BIR928 | CHEN Yaoqiang | |
| BIY425 | TJON Hui Ya Janice | 張慧雅 |
| BIY598 | LIU Muqi | 劉沐祺 |
| BIZ353 | SHEN Liyi | 沈力一 |
| BJE216 | LAM Chui Fan | 林翠芬 |
| BKB188 | YU Xiao Ding | 于小丁 |
| BKI423 | JIANG Tian | 江天 |
| BKT468 | WANG Yuliang | 王玉亮 |
| BLG354 | DAY Joseph William Philip | |
| BLL332 | FAN Chin Lin | 范君綾 |
| BLN455 | TAW Georgina Lucy | |
| BLY721 | LILLIBRIDGE Robert Maarten | |
| BMA928 | YAN Xue | 嚴雪 |
| BMH510 | SIERADZKI Alexandre Roger | |
| BMI332 | BROADBENT Neil Eric | |
| BMQ590 | MARGITAN Steven John | |
| BMV612 | POON Hing Wa | 潘興華 |
| BMV845 | PAUW James Michael | |
| BMW174 | LEE Jaewhan | 李在焕 |
| BMW330 | YAN Ran | 閆然 |
| BMX509 | ASHWORTH Henry Thomas | |
| BNE422 | WANG Wenzhe | 王文哲 |
| BNF399 | CHIK Yin Yeung | 植彥陽 |
| BNJ939 | CHEN Yifei | 陳藝斐 |
| BNK027 | CHAN Kristy | 陳德蓉 |
| BNK688 | KONG Kerwin Uy | 江棋倫 |
| BNS363 | CHEUNG Jennifer Chu San | |
| BNW855 | TSE Man Nga | 謝文雅 |
| BOD124 | HUH Samuel | |
| BOM546 | MARZOUQ H Ahamed | |
| BOP949 | ZHUANG Shenghao Eugene | |
| BOQ804 | KHAIRPURI Prashant Kumar | 浦山 |
| BOQ916 | MOK Ka Hong | 莫家康 |
| BOR331 | PERIWAL Prashant | |
| BOU217 | LAM Lai Ting, Claude | 林澧廷 |
| BOU812 | SHIN Yeeun | |
| BPA405 | LIM Min Lynette | |
| BPB762 | COTTINGTON Jordan Maxwell | |
| BPC284 | WANG Erchong | 王爾冲 |
| BPD928 | LUI Leung Yau | 雷良祐 |
| BPI889 | ZHAO Michael | |
| BPW541 | TONG Kimberly Elaine | 唐錦儀 |
| BPX063 | WONG Graham Alex | 黃煦瑜 |
| BQB160 | LIU Kaiwen | 劉楷文 |