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CAI Jinyong

蔡金勇
CE ACQ358Licensed IndividualSFO licence active
Official SFC record

CAI Jinyong (CE number ACQ358) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司

Licence Record (3)

2024-10-02 – present Current
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4 RA 9
2016-12-28 – 2018-05-15
TPG Capital, Limited RO
RA 1 RA 4
2003-04-01 – 2012-09-02
Goldman Sachs (Asia) L.L.C. RO
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACQ358