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WU Elaine

胡伊玲
CE ARO386Licensed IndividualSFO licence active
Official SFC record

WU Elaine (CE number ARO386) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司

Licence Record (4)

2022-09-28 – present Current
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4
2019-05-20 – 2022-06-17
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 4
2008-10-22 – 2011-04-16
Nomura International (Hong Kong) Limited Rep
RA 4
2008-08-28 – 2008-09-23
Lehman Brothers Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARO386