Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIM Wen Yao, Lester

林文耀
CE BEB082Licensed IndividualSFO licence active
Official SFC record

LIM Wen Yao, Lester (CE number BEB082) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司

Licence Record (2)

2019-10-30 – present Current
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4 RA 9
2014-08-20 – 2017-10-04
CLSA Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEB082