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SHEN Han-Yu

沈涵宇
CE AZT136Licensed IndividualNo active licence
Official SFC record

SHEN Han-Yu (CE number AZT136) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-26. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司

Licence Record (2)

2012-11-28 – 2026-05-13
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4 RA 9
2012-06-26 – 2014-12-31
BlackRock (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZT136