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HSIN Sze Wai

忻思慧
CE AJJ600Licensed IndividualSFO licence active
Official SFC record

HSIN Sze Wai (CE number AJJ600) is an individual licensed by the Hong Kong SFC. First licensed on 2004-02-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司

Licence Record (6)

2018-02-28 – present Current
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4
2009-09-15 – 2016-01-21
Barclays Capital Asia Limited Rep
RA 1
2007-02-16 – 2007-06-08
Merrill Lynch Far East Limited Rep
RA 1
2007-02-16 – 2007-06-08
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2
2005-08-25 – 2007-06-08
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2004-02-18 – 2005-08-17
SG Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJJ600