Barclays Capital Asia Limited
巴克萊亞洲有限公司
CE AAC257Licensed Corporation
Barclays Capital Asia Limited is a Hong Kong SFC licensed corporation (CE number AAC257). First licensed on 2005-01-12. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-01-12 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2005-01-12 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-01-12 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-01-12 |
HKEX Participantships (6)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (15)
Representatives (192)
| CE No. | Name | Chinese |
|---|
| ADI032 | WOO Cheung Yee, Jimmy | 吳祥貽 |
| ADQ008 | LAUNGANI Neel | |
| AER421 | LAU Wai Choy | 劉偉才 |
| AFS999 | AU Siu Fai | 區肇輝 |
| AFY697 | NG Tao, Eddie | 吳濤 |
| AGK899 | SZE Wai Pang, Rick | 施維鵬 |
| AHZ633 | KIM Bum Soo | |
| AIU431 | LEE Kin Chung, Alex | 李建中 |
| ALB904 | GORDON Andrea Wai Ming | 陳慧明 |
| ALV072 | CHIU Chi Hoi | 趙之海 |
| AME704 | NG Kwong Man | 吳光民 |
| AMW599 | JI Yong Kyu | |
| ANB457 | LEE Joseph Won | |
| ANH319 | LO Sze Man | 勞詩敏 |
| APG514 | WONG Lai Kei, Denise | 黃澧棋 |
| APU248 | SMITH Robert Guy Frederick | |
| APW070 | FARRELL Stephen Robert | |
| AQC409 | KWAN Chi Yan Lawrence | 關智仁 |
| AQJ443 | LAU Kwok Wai | 劉國威 |
| ARF829 | MAAREK Pierre, Lorn, Axel, Samuel | |
| ASW556 | HONG Eugene Cheeryeh | |
| ATO202 | HO Wai Fu | 何偉富 |
| AUU963 | YANG Shijing | 楊詩靖 |
| AVP155 | SHEN Si | 申思 |
| AVS891 | CHUNG Sung-min | |
| AVW501 | LUONG Sieu Quang | 梁兆光 |
| AVX934 | TSOI Chi Ming | 蔡智明 |
| AWA383 | LUK Kuo Sheng, James | 陸覺生 |
| AWO901 | LAM Hoi Kin, Jacky | 林凱健 |
| AWT597 | XU Xiaopeng | 徐霄鵬 |
| AXF372 | LEUNG Kwok Wai, Dominic | 梁國威 |
| AXT031 | WONG Tse Kay Michael | 黃子基 |
| AXU659 | THAKUR Akhil Braj Raj | |
| AXV385 | HO Wai Yan Joanne | 何慧欣 |
| AYD772 | CHAN Ying Tung Eugenia | 陳影彤 |
| AYM793 | ZHANG Lei | 張蕾 |
| AYX814 | YOU Jijiao | 游際佼 |
| AZF829 | PIOT Selim | |
| AZQ125 | JIANG Weiyi | 姜逶迤 |
| BAA178 | HE Li | 何犁 |
| BAB167 | KHOR Chee Yong Eric | 陳志洋 |
| BAS384 | BYUN Jung Mo | 卞廷謨 |
| BAT270 | CHIU Kwan Wai William | 招君煒 |
| BBJ027 | YU Chung-Ling | 余仲齡 |
| BBT264 | RHODES Jordan James | |
| BCS710 | HU Quzhao | 胡曲曌 |
| BCS767 | ZHANG Lu | 張璐 |
| BDT950 | LI Cheng | 李琤 |
| BER533 | ZHOU Yingke | |
| BFC653 | DEWAN Sukrit | |
| BFO080 | MAK Tak Hei | 麥德熙 |
| BFW819 | MA Yin Yee | 馬燕儀 |
| BGC845 | CHEUNG Ping Hang, Beck | 張秉恆 |
| BHC208 | SINGH Kaanhari | |
| BHD376 | XU Wenjin | 許文晉 |
| BHP335 | SAIGAL Dhruv Kumar | |
| BHV461 | SUN Ka Ning, Karen | 孫家寧 |
| BHY105 | CHEN Cecile | 陳云溪 |
| BIC188 | NANNEH Amir | |
| BIJ004 | ZHOU Zitao | 周姊桃 |
| BIX392 | WAN Cheuk Pong | 尹卓邦 |
| BJD824 | WANG Tengteng | 王騰騰 |
| BJK256 | LI Victor | 李偉德 |
| BKD095 | LAU Vincent Har Yin | |
| BKK535 | ZHANG Yumeng | 張雨蒙 |
| BLF108 | CHOW Long Ching | 周朗程 |
| BLH266 | LEE Jiwon | 李知原 |
| BLL279 | HU Lili | 胡黎立 |
| BMI596 | CHAO Xueer | 晁雪儿 |
| BMW210 | KULSHRESTHA Tuhin | |
| BND754 | CHEN Ying | 陳瑛 |
| BNF767 | CHENG Ho Yin | 鄭浩賢 |
| BNI542 | ZHANG Xiaohan | 張曉寒 |
| BNP020 | CHANG Chih Jou | 張至柔 |
| BNW052 | WANG Hao | 王澔 |
| BNW053 | LEE Kar Ming Chris | 李家銘 |
| BOC128 | CHAN Yik Pang | 陳奕鵬 |
| BOC390 | WU Changxuan | 吳昌烜 |
| BOC391 | KOH Kai Loon | 許楷崙 |
| BOD510 | TUSI Jessica Yijia | 徐逸嘉 |
| BOG423 | LAW Yuk Shan | 羅玉珊 |
| BOG656 | HO Kenneth Kar-hin | 何家軒 |
| BOH727 | THORNDIKE Richard Daniel | |
| BOM505 | RANSON-ACTON Daniel Thomas | |
| BON467 | LEE Kai Him | 李啟謙 |
| BON680 | HU Saiya | 胡賽亞 |
| BOR943 | LAW Chung Ho Colin | 羅琮皓 |
| BOX017 | SHENG Jie | 盛杰 |
| BPA259 | CHOW Poi Yu | 周佩榆 |
| BPJ232 | YEN Yu Hung | 顏郁閎 |
| BPK858 | KHAN Masood Ahmed | |
| BPS883 | PAN Lixia | 潘黎霞 |
| BPX124 | ZHU Jiamin | 朱佳敏 |
| BPX295 | WAN Ka Kuen | 温嘉權 |
| BQH910 | CHEN Sihan | 陈思涵 |
| BQI141 | YUN Zhaokun | 云照坤 |
| BQI145 | WU Chaoyu | 鄔超宇 |
| BQK562 | XU Huangsheng | 許煌勝 |
| BQU487 | CHAN Man Yin Tiffany | 陳敏妍 |
| BQW260 | LIN Wai Leong | 練偉亮 |