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HO Joann Chung Yan

何頌茵
CE BQX012Licensed IndividualSFO licence active
Official SFC record

HO Joann Chung Yan (CE number BQX012) is an individual licensed by the Hong Kong SFC. First licensed on 2021-03-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBarclays Capital Asia Limited
巴克萊亞洲有限公司

Licence Record (1)

2021-03-29 – present Current
Barclays Capital Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQX012