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NG Kwong Man

吳光民
CE AME704Licensed IndividualSFO licence active
Official SFC record

NG Kwong Man (CE number AME704) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBarclays Capital Asia Limited
巴克萊亞洲有限公司

Licence Record (7)

2025-07-10 – present Current
Barclays Capital Asia Limited Rep
RA 1 RA 2
2008-05-16 – 2023-01-31
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7
2008-05-16 – 2023-01-31
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 7
2008-05-16 – 2008-11-24
Credit Suisse Futures (Hong Kong) Limited Rep
RA 2 RA 7
2005-07-04 – 2008-03-15
UBS Securities Asia Limited Rep
RA 1 RA 2
2005-07-04 – 2008-03-15
UBS Securities Hong Kong Limited Rep
RA 1
2005-07-04 – 2008-03-15
UBS Derivatives Hong Kong Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AME704