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SHENG Jie

盛杰
CE BOX017Licensed IndividualSFO licence active
Official SFC record

SHENG Jie (CE number BOX017) is an individual licensed by the Hong Kong SFC. First licensed on 2019-10-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBarclays Capital Asia Limited
巴克萊亞洲有限公司

Licence Record (2)

2022-08-23 – present Current
Barclays Capital Asia Limited Rep
RA 1 RA 2
2019-10-02 – 2022-06-30
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOX017