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YU Raymond Waikit

余瑋傑
CE APL241Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

YU Raymond Waikit (CE number APL241) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBarclays Capital Asia Limited
巴克萊亞洲有限公司
Executive OfficerBarclays Bank PLC

Licence Record (5)

2022-12-08 – present Current
Barclays Capital Asia Limited RO
RA 1 RA 6
2009-06-22 – 2022-12-08
Barclays Capital Asia Limited Rep
RA 1 RA 6
2008-10-09 – 2009-03-23
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2008-10-09 – 2009-03-23
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2007-08-22 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APL241